Listed Companies Compliance, SEBI LODR & Corporate Actions
Executive secretarial counsel and capital market regulatory management for public listed enterprises on BSE and NSE. Full-lifecycle adherence to SEBI (LODR) Regulations 2015, corporate actions, depository integrations, and SAT tribunal defenses.
Capital Markets, SEBI LODR & Corporate Governance Suite
Organized into 3 institutional practice areas covering stock exchange quarterly disclosures, corporate action executions, capital restructuring, and tribunal defense.
SEBI LODR Compliance & Disclosures
Comprehensive quarterly financial results (Reg 33), shareholding patterns (Reg 31), corporate governance reports (Reg 27), and Form MR-3 secretarial audits.
Corporate Action Execution
Execution of interim/final dividends, rights issues, bonus share allotments, stock splits, share buybacks, and depository coordination with NSDL and CDSL.
Strategic & Operational Advisory
Advisory on the SEBI Takeover Regulations (SAST), Prohibition of Insider Trading (PIT) code implementation, institutional shareholder proxy relations, and board charters.
Increase in Authorized Capital
Statutory expansion of authorized equity or preference capital, drafting EGM special resolutions, MOA Clause V amendments, and Form SH-7 e-filing with the ROC.
Share Transfer & Dematerialization
End-to-end processing of equity transfers (Form SH-4), transmission of shares upon demise, ISIN generation, physical-to-demat conversion, and RTA liaison.
Conversion of Pvt to Public Ltd
Pre-IPO structural conversion under Section 14 of the Companies Act 2013, expanding shareholder base to 7+ members, 3+ directors, and redrafting MOA/AOA.
Public Limited Corporate Governance
Complete statutory secretarial operations for public unlisted and listed corporations, including board committees, annual general meetings (AGM), and statutory registers.
Board Restructuring & Appointments
Induction of Independent Directors, Woman Directors, and Key Managerial Personnel (KMP) under Section 149/203, NRC committee compliance, and Form DIR-12 filings.
SEBI, SAT & Tribunal Representation
Senior Advocate and Corporate CS bench appearance before the Securities Appellate Tribunal (SAT), SEBI Adjudicating Officers, NCLT, and the Regional Director.
No matching listed governance practices found
We handle bespoke public issues, delisting advisory, qualified institutional placements (QIP), and complex insider trading defenses. Contact our Practice Head directly.
Enterprise Governance for Public Capital Markets
Why boards of directors, audit committee chairs, and institutional promoters entrust their capital market obligations to Lawful Journey.
Senior CS & Fellow CS Peer-Review
Every stock exchange intimation, board resolution, and secretarial audit dossier is reviewed by practicing Fellows of the ICSI with deep capital market governance exposure.
Zero-Tolerance Disclosure Calendar
Pre-scheduled automated triggers for SEBI LODR Regulation 30 (material events within 30 mins to 24 hrs), Regulation 31 (shareholding), and Regulation 33 (financial results) to avert exchange trading freezes.
BSE NEAPS & NSE Listing Centre Direct Liaison
Real-time submission management on both National Stock Exchange (NEAPS) and Bombay Stock Exchange (Listing Centre) electronic dissemination platforms.
Depository Corporate Action Integration
Coordinated corporate action execution across National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL) for dividend payouts, rights, and bonus credits.
SEBI Takeover (SAST) & PIT Advisory
Rigorous monitoring of promoter holding shifts, open offer trigger thresholds under the SEBI SAST Regulations, structured digital database (SDD) maintenance, and trading window closures under SEBI PIT.
SAT & Regulatory Tribunal Representation
Dedicated advocate appearances before the Securities Appellate Tribunal (SAT), defending public corporations and directors against adjudication notices, monetary penalties, and debarment orders.
5-Phase Protocol for Listed Company Governance
A structured, military-grade operational workflow guaranteeing complete compliance with SEBI LODR, exchange regulations, and depository rules.
Statutory Calendar & Charters
Setting up the quarterly SEBI LODR compliance tracker, trading window closure schedules, and updating board and committee charters.
Board & Committee Governance
Drafting notice, agenda, explanatory statements, and resolutions for the Audit Committee, NRC, Stakeholders Relationship, and Board.
Exchange Portal Submissions
Uploading outcome of board meetings, un-audited/audited financial results with Limited Review Reports, and shareholding patterns on BSE/NSE.
Depository Credit Execution
Fixing record dates, issuing public notices, coordinating with RTA, and securing debit/credit corporate action approvals from NSDL and CDSL.
Secretarial Audit & AGM
Conducting the comprehensive annual Secretarial Audit (Form MR-3), drafting the Annual Report corporate governance section, and running AGM e-voting.
Frequently Asked Questions on Listed Companies & SEBI
High-level guidance from our Senior Corporate Advocates and Company Secretaries on SEBI regulations, disclosures, and public markets in India.
1. Within 30 minutes of the closure of the board meeting for decisions regarding dividends, financial results, buybacks, fund raising, or corporate restructuring.
2. Within 12 hours for events originating from within the listed entity (e.g. key management resignations, acquisitions, credit rating revisions).
3. Within 24 hours for events or information originating from external sources (e.g. litigations, regulatory audits, major contract defaults). Lapses in disclosure trigger immediate exchange fines and public clarification notices.
1. Audit Committee (Reg 18): Minimum 3 directors, two-thirds must be independent directors, chaired by an independent director with accounting expertise.
2. Nomination and Remuneration Committee / NRC (Reg 19): Minimum 3 directors, all non-executive, at least two-thirds independent directors.
3. Stakeholders Relationship Committee / SRC (Reg 20): At least 3 directors with at least one independent director to address investor grievances.
4. Risk Management Committee (Reg 21): Mandatory for the top 1,000 listed entities based on market capitalization.
Schedule a Confidential Legal Consultation
Whether you require SEBI LODR quarterly secretarial retainer support, execution of complex corporate actions (buybacks, bonus, rights issues), or defense before the Securities Appellate Tribunal (SAT), speak directly with our Senior Practice Head.
Immediate Direct Assistance
Speak directly with our senior capital markets & listed governance counsel. Get swift clarity on SEBI LODR compliance, corporate actions, SAT defense, and listing regularizations.
Central New Delhi Office
Physical consultations available by appointment • Serving pan-India clients digitally
Request Listed Governance Assessment
Complete the brief form below. A senior corporate advocate & company secretary will review your details and contact you with an itemized filing scope within 15 minutes during business hours.
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